FX GLOBAL CODE: IS IT WORKING? IS IT ENOUGH? WHAT NEXT?
As the Global Foreign Exchange Committee works on the next revision of the FX Global Code, our panel of experts will discuss the influence and impact of the Code in changing industry ‘culture and conduct’.
As the Mark Johnson case rumbles on, and other cases alleging ‘bad acts’ by individuals and organisations continue to make headlines, this event will offer insights on the role and value of the Code in inducing best market practices and behaviours – in organisations AND individuals. In particular, the panel will consider the Code’s impact on dealer conduct, and individuals’ responsibility and accountability in the context of broader regulation (e.g. UK’s Senior Manager and Certification Regime, Market Abuse Regime etc.)..
Join us to hear from Liam Crellin, Managing Director, Wholesale Compliance, Standard Chartered Bank; Colin Lambert, Managing Editor, Profit and Loss; Jack Drohan, Drohan Lee LLP and David Woolcock (Moderator), ACI Committee For Professionalism.
Click HERE to register for this topical industry event.
Date: 21 October 2020
Time: 13:00 GMT (approximately one hour)
LIAM CRFLLIN is a Managing Director in Wholesale Compliance at Standard Chartered Bank (SCB) in London. During his 9+ years at SCB he has covered Financial Markets compliance, been Head of FX compliance and also covered lending and trade finance. Before SCB he worked at Standard Bank of South Africa, The FSA and Barclays.
JACK DROHAN is a partner at Drohan Lee LLP, practising commodities and investment advisory law and regulation, including derivatives transactions, domestic and offshore hedge fund formation and investment due diligence. Previously a senior dealer in major spot and forward currencies, money market instruments, options and derivatives for banks including First Chicago International and Deutsche Bank, he is a regular speaker at industry events and has published articles on financial economics, federal civil procedure and commodities regulation. Member of ACI Financial Markets Association Global Regulatory committee and President since 2015 of ACI FMA US.
COLIN LAMBERT is Managing Editor of Profit & Loss. He joined Profit & Loss after a 21-year FX trading career where he spent the majority of his time trading spot FX, holding several senior posts including Chief Dealer and Deputy Treasurer, before moving into a proprietary trading role. Colin is an Honorary Member of ACI Australia and ACI UK, and the author of “Once A Dealer – 50 years of ACI”, a history of the Association.
DAVID WOOLCOCK is Chair of the Committee for Professionalism at ACI –Financial Markets Association (and Vice-Chair, ACI FX Committee). David was instrumental in the development of ACI FMA’s Model Code, acknowledged by the Global Foreign Exchange Committee as the foundation of the current FX Global Code, and through his ACI roles continues to focus on developing and enhancing industry standards of best practice. After working for a number of banks, specialising in FX from 1998, David worked at FXAll up to its acquisition by TR (Refinitiv), and is now a specialist consultant.