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19 September 2017 – Wholesale Conduct Risk in Financial Markets



September 19

Discount for ACI members.  Register here using Code: FKM63543ACI

ACI UK will be speaking at this prestigious annual event.  ACI UK is also a media partner to this event.

Hear from industry speakers in Compliance, Internal Audit and Regulatory Affairs:

  • Examine the future of conduct management, and how to utilise this for your business needs
    Drill down on the current regulatory context and future priorities
    Articulate best practice in corporate governance for conduct management

Identify practical steps to monitor, manage, and mitigate conduct risk,including:

  • Expectations, experiences and lessons learned from the FCA’s annual conduct visit
    Identifying ‘conduct drivers’ and how they can be leveraged for best results
    Using employee incentives plans to drive improved behaviours

Get to grips with the impact of established and incoming regulations on your conduct programme:

  • How MiFID II has impacted conduct
    The extension of the SM&CR: buy and sell side discuss their concerns
    Practical effects of EU Market Abuse Regulation one year on

https://finance.knect365.com/wholesale-conduct-risk-in-financial-markets/

Details

Date:
September 19

Venue

Grange Hotel
45 Prescot St
London, E1 8GP United Kingdom